FinReg Innovative Solution
What is FinReg Innovative Solution?
Recently, SFC has published several new and revised regulation rules to assess brokerage' securities trading activities. "FinReg Innovative Solution” is an innovative risk driven tool. It can assist brokerage firm in detecting abnormal trade, suspicious activities and money laundering.
Why FinReg Innovative Solution?
Fail to comply with regulation might result in reputational damage and severe fines. By using FinReg Innovative Solution, your firm will stay up to date and be alerted with the most relevant regulations. Alerts will be shown visually at the dashboard.
HOW IT WORKS?
1. Big Data
2. Machine Learning
Make your database valueable
Drive your data more useful
3. KYC Optimization
Deeply understand your client
4. Free Text Matching
Reduce the noisy and increase accuracy
5. Risk Base Driven
Make your system more humanised
Increase comparative advantage
Put more efforts into core values without worrying about regulation compliance
Save time and manpower on searching, reading, analyzing and tracking regulations
Assist in consolidating customer information from disparate systems
reduce operational risk
Protect your firm from risking on severe fines and penalties